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The FCA: a changing approach to non-financial misconduct

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EPISODE DESCRIPTION

Head of Dispute Resolution Robin Henry and Associate Tamara Davis discuss non-financial misconduct with a particular focus on how the FCA are developing their regulatory scope in this area.

Topics covered include:

  • What is financial misconduct and how is it currently regulated by the FCA?
  • What has triggered the FCA’s recent commitment to regulating non-financial misconduct ?
  • Should the FCA be dealing with non-financial misconduct?

Run time: 17 minutes

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Disclaimer: This content is provided for general information only and does not constitute legal or other professional advice. Appropriate legal or other professional opinion should be taken before taking or omitting to take any action in respect of any specific problem. Collyer Bristow LLP accepts no liability for any loss or damage which may arise from reliance on information contained in this material.

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        The FCA: a changing approach to non-financial misconduct

        Head of Dispute Resolution Robin Henry and Associate Tamara Davis share their thoughts on the FCA’s view and actions regarding non-financial misconduct.

        Published 28 February 2024

        BANKING & FINANCIAL DISPUTES & BANKING LITIGATION

        PODCASTS

      Associated sectors / services

      Contributors

      Head of Dispute Resolution Robin Henry and Associate Tamara Davis discuss non-financial misconduct with a particular focus on how the FCA are developing their regulatory scope in this area.

      Topics covered include:

      • What is financial misconduct and how is it currently regulated by the FCA?
      • What has triggered the FCA’s recent commitment to regulating non-financial misconduct ?
      • Should the FCA be dealing with non-financial misconduct?

      Run time: 17 minutes

      Subscribe nowEnquire about this podcast

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