- Firm management
- Anti money laundering
- Regulatory compliance
- Data privacy
Lee
BaxterDirector of Risk & Compliance
Specialising in Firm management- Find out about: Business legal services
- Services for medium sized businesses & entrepreneurs
- Commercial contracts
- Company secretarial services
- Corporate
- CORPORATE RECOVERY, RESTRUCTURING & INSOLVENCY
- Corporate reputation management
- Data protection
- Employment law for employers
- Business Immigration
- Confidentiality agreements
- Dismissals
- Diversity & discrimination
- Employee relations
- Employers’ duty to prevent sexual harassment in the workplace
- Employment contracts
- Employment Tribunals & dispute resolution
- Flexible working
- LTIPS & bonus schemes
- Recruitment
- Restructuring & redundancy
- Settlement agreements
- TUPE
- Financial regulatory
- Intellectual property
- Private equity
- International
- Investing in the UK
- Business immigration
- Legal solutions for businesses
- CB Checkpoint: Preparing your business for investment or exit
- CB Comply: Data protection training
- CB Comply: DSAR & data breach support
- CB Counsel: an extension of your in-house legal team
- Employers’ duty to prevent sexual harassment in the workplace
- Find out about: Commercial Litigation & Dispute Resolution services
- Services for complex and high value commercial dispute resolution
- Arbitration
- Banking & finance disputes
- COMMERCIAL LITIGATION & DISPUTE RESOLUTION
- Agency disputes
- Alternative forms of dispute resolution
- Boardroom disputes
- Breach of contract disputes
- Breach of directors' duties claims
- Civil fraud
- Company disputes
- Complex claims
- Litigation funding
- M&A & warranty claims
- Shareholder disputes
- Partnership disputes
- Product liability
- Professional negligence
- Trade disputes
- Defamation & reputation management
- Intellectual property disputes
- Real estate disputes
- International
- International & cross-border disputes
- Find out about: Private Wealth services
- Services for wealthy individuals and families
- Employment law for employees
- Family & divorce
- Probate
- Residential property & conveyancing
- Personal disputes
- Reputation & privacy disputes
- Tax disputes & HMRC investigations
- wILL, TRUST & ESTATE DISPUTES
- Wealth management
- Charity & philanthropy
- Family offices
- Personal Insolvency
- TRUSTS, TAX & ESTATE PLANNING
- Will writing & succession planning
- International
- International Divorce
- International probate
- INTERNATIONAL TRUSTS, TAX & ESTATE PLANNING
- Immigration
- Resealing foreign grants of probate
- Legal solutions for individuals and families
- CB Clarity: pre-nuptial & post-nuptial agreements
- CB Entrust: will writing service
- Family law online tool: consider your options
- Find out about: Real estate services
- Services supporting the growth, management and disposal of property
- Commercial real estate
- Construction contracts & disputes
- Real estate disputes
- Real estate finance
- Residential property & conveyancing
- Legal solutions for Real Estate
- CB Restore: Landlord support for tenancy breach & repossesion
- For individuals and families
- Family offices
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- Financial services
- Private equity
- Manufacturing & logistics
- International services
- Our international reach
- For individuals and families
- Lifetime gifting
- Digitalisation
- For businesses
- Flexible working
- Digitalisation
About
Lee is an ICA qualified Risk and Compliance (R&C) professional with over 25 years in the legal sector and over 16 years’ experience in SRA regulated environments. His areas of expertise include anti-money laundering, anti-bribery and corruption, client due diligence, complaints, confidentiality, conflicts, cyber security, data protection and GDPR, monitoring and audit, professional conduct and ethics, professional indemnity insurance and risk management.
Lee is responsible for R&C strategy and compliance with all statutory and regulatory requirements; for implementing and maintaining policy and procedure and for ensuring the business of the firm is conducted within the firm’s risk management and compliance framework.
Lee can offer guidance on any risk and compliance issues and commercial solutions that balance the needs of the firm, the client and the regulator. In particular, Lee can give assistance to those who need to deal with a complaint or claim. He will help to minimise the impact of any breach or non-compliance one observes and will help assess any new commercial or operational risks or opportunities that are identified.
Lee is a member of the International Compliance Association (ICA).
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CloseAutumn Budget 2024
© 2024 Collyer Bristow LLP
© 2024 Collyer Bristow LLP
Employers have a new legal obligation to “take reasonable steps” to proactively prevent sexual harassment.
CB Comply: Data protection training
Collyer Bristow offers live, interactive, engaging and practical training sessions on a variety of privacy-related topics.
CB Checkpoint: Optimising your key business documentation, policies & procedures.
There are a number of key policies, procedures and documents your business should keep up to date, to be both legally protected and in preparation for investment or exit.
Collyer Bristow’s ‘CB Checkpoint’ team will give your business a full check-over, reviewing your key documentation and advising on any changes that are suggested or required. We will deliver a full report of our findings and offer support, should you need it, to ensure legal protection for your business, its assets, and ultimately its reputation.
CB Checkpoint: Optimising your key business documentation, policies & procedures.
There are a number of key policies, procedures and documents your business should keep up to date, to be both legally protected and in preparation for investment or exit.
Collyer Bristow’s ‘CB Checkpoint’ team will give your business a full check-over, reviewing your key documentation and advising on any changes that are suggested or required. We will deliver a full report of our findings and offer support, should you need it, to ensure legal protection for your business, its assets, and ultimately its reputation.
CB Comply: Data protection training
Collyer Bristow’s Data Privacy team offers live, interactive, engaging and practical training sessions on a variety of privacy-related topics.
Important change in Employment law
From 26 October 2024, employers have a new legal obligation to “take reasonable steps” to proactively prevent sexual harassment in the workplace.
Employers facing a sexual harassment claim will need to demonstrate the targeted measures they have implemented to comply with this new positive duty. Failure to comply may open employers up to both financial and reputational risks. Key measures include training staff and policy review/implementation.
Collyer Bristow's bespoke training is delivered by our experienced Employment lawyers in an engaging and informative way designed to ensure all employees in your organisation have a clear understanding of the new law (and the implications of it) to help you manage and prevent sexual harassment occurring in the workplace. We can then also review and/or draft all necessary policies and contracts, including those for clients and customers.
Dispute Resolution
Navigating your Business through conflict.
We work with clients across a vast range of industries supporting them through the full range of disputes. We provide dynamic and tailored strategies to get them back on track and focused on the day-to-day activities required for success.
Private Wealth
Support for the day to day, support for the complex.
Tailored support for wealth individuals and families.
CB Clarity: Pre and post nuptial agreement services
The purpose of a nuptial agreement is to agree a fair financial settlement between a couple in the event they get divorced/the civil partnership is dissolved, and it seeks to protect any pre- acquired assets such as inheritance, businesses or property and also seeks to deal with any future inheritance. Put simply, pre and post- nuptial agreements help to provide security, clarity and certainty in the future, for both parties.
CB Entrust: The personalised will writing service from Collyer Bristow
CB Entrust is not an off the shelf will such as those available on the high street, but a fixed price expert approach to writing one of the most significant documents of your life.
Real Estate
Support across all your real estate requirements.
We work with property owners, investors, developers, funders and both landlords and tenants on the financing, growth, management and disposal of their property and portfolios.
CREATING A LEGACY FOR YOU AND YOUR FAMILY.
We recognise that as each family office is unique in terms of culture, structure and scope, it is crucial to work with a multi-disciplinary team of trusted advisers with the ability to provide you with pragmatic and truly bespoke advice.
Our multi-disciplinary team has extensive experience advising clients on managing their investment portfolio whether this covers real estate, heritage property or private equity. When it comes to deploying capital, we take a commercial approach whilst striving to minimise the risk involved.
Helping those in the financial sector respond rapidly to market changes.
Now more than ever, your business needs to work with a legal team with a deep understanding of the changing financial markets which can provide you with practical, incisive guidance. Our work ranges from corporate finance, lending, and restructuring, to funding, regulation, high-value banking litigation and complex claims against financial institutions.
ENSURING THE BEST OUTCOME FOR BOTH SIDES OF THE TABLE.
Whether you are an investor or dealing with a private equity fund, our team delivers tailored solutions with a commitment to ensuring the best possible outcome for both sides of the table.
SUPPORTING THE ENGINE OF GLOBAL COMMERCE & INDUSTRY.
We have a long history of supporting the manufacturing and logistics sectors. Our clients come from such diverse sub-sectors as FMCG, automotive, medical devices, digital technology, food & drink, construction, beauty and fashion. Whether you source or process raw materials, manufacture parts or products, or transport and store the goods, we have the sector and legal expertise you need.
An international focus.
Across our various specialisms we work with clients and contacts based in countries all around the world. However as a firm we maintain a particular focus upon; have a cultural awareness and language expertise in; and have built considerable professional contacts in Italy, USA, Turkey, Channel Islands, and Switzerland.
lifetime gifting
A lifetime gift is any gift that you make, without strings, during your lifetime.
In the UK, there are strict rules around gifting to stop people from avoiding IHT by giving away their possessions as gifts before they die.
The digitalisation of our everyday lives
All of us have at least part of our lives online and in digital assets such as emails, social media profiles, cryptocurrency and online bank accounts, to name just a few. The law recognises that digital assets can be owned. However, there is no consistency between assets and you may find that some of your most valuable assets are mere licences to use a third-party provider’s service. This has significant consequences when attempting to access, manage and transfer digital assets after death.
Flexible working is the future of the workplace.
As well as the obvious benefits to both employers and employees of continuing to combine working from home with going into the office and more flexible hours, there are employment law and other legal implications that employers will need to consider. Each organisation’s requirements will be slightly different.
Supporting businesses in digital transformation.
The metaverse. Artificial intelligence. E-sports. Cryptocurrency. Traditional business models and industries have either been or are being disrupted by digital innovation, paving the way for new opportunities and changing “the way that things are done.”
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