Tag Archives: financial

FCA fines broking firm for misleading conduct

The FCA has imposed a fine on broking firm TFS-ICAP for misleading customers in the FX derivatives market. The regulator found that between 2008 and 2015, brokers at TFS-ICAP openly carried out a deceptive practice known as “printing” trades. The …

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Regulating Remotely

In this webinar members of our Financial Services group explore the various issues caused by remote working that financial services firms face. A mass return to the workplace may be many months away. Working from the home office is now …

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Coronavirus & SMEs – what support is available for businesses? (updated)

Startups and small and medium sized companies (SMEs) are facing unexpected problems caused by the COVID-19 virus and the economic fallout from the lockdown imposed by the government. The government has worked quickly to announce and introduce a series of …

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Brexit boom in currency hedges sparks fears of mis-selling

The tumbling pound is encouraging nervous UK importers to enter into complex currency transactions as they scramble to avoid higher costs. But some consultants warn those deals could expose them to significant losses. Collyer Bristow’s Head of Dispute Resolution, Robin …

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