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Tag Archives: Regulated
FCA publishes final rules on the SMCR
On Friday 26 July the FCA published its final rules on the Senior Managers and Certification Regime; the complete regulations on the extension of the SMCR to FCA solo-regulated firms. The final rules, published on the FCA website, reflect the …
Posted in Shorter Reads
Tagged FCA, Regulated, Senior Managers, SMCR
Comments Off on FCA publishes final rules on the SMCR
