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Tag Archives: SMCR
Regulating Remotely
In this webinar members of our Financial Services group explore the various issues caused by remote working that financial services firms face. A mass return to the workplace may be many months away. Working from the home office is now …
Posted in Videos
Tagged contracts, COVID-19, financial, force majeure, regulatory, SMCR, workplace
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Covid-19 and the regulators
As we begin to emerge from the Covid-19 lockdown, in this webinar the team discuss: The impact of the Pandemic on SMCR and whether things will return to normal or to a new normal post lockdown. The latest guidance to …
Coronavirus: FCA Senior Managers & Certification Regime
The FCA recognises that firms directly affected by coronavirus will have to keep governance arrangements under review and adapt as and when circumstances change due to coronavirus-related events. Senior Managers should be considering what impact the current coronavirus situation may …
Posted in Shorter Reads
Tagged CoronaVirus, COVID-19, employment, Senior Managers, SMCR
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SMCR implementation deadline imminent
The expansion of the SMCR to cover all FCA regulated firms (from 9 December 2019) will change the way in which the directors and senior managers in those firms will approach risk. The SMCR has already closed the gaps between …
FCA publishes final rules on the SMCR
On Friday 26 July the FCA published its final rules on the Senior Managers and Certification Regime; the complete regulations on the extension of the SMCR to FCA solo-regulated firms. The final rules, published on the FCA website, reflect the …
Posted in Shorter Reads
Tagged FCA, Regulated, Senior Managers, SMCR
Comments Off on FCA publishes final rules on the SMCR
